With
his concise yet detailed book A
Poetics for Screenwriters, Lance Lee has written the ideal
companion volume to any methodologically based manual of Hollywood
screenwriting. His book offers not a method or an approach to writing
screenplays, but a structural overview of the basic building blocks
that comprise classical Hollywood narratives.In addition, as his title suggests, Lee sets screenwriting in
the context of dramatic literature in general and thus thinks of his
task as an updating, broadening, and clarification of the dramatic
principles Aristotle puts forth in his Poetics.Lee’s approach employs order, common sense, accessible
language, and a plethora of clear examples taken from such films as High
Noon, Blue, Kramer vs. Kramer, Jurassic
Park: The Lost World, Fanny
and Alexander, Raiders of
the Lost Ark, On the
Waterfront, Witness, The Godfather,
and The Usual Suspects, to
name just a few.
Just
as Aristotle emphasizes the cathartic quality of tragedy, so Lee also
emphasizes drama’s-and hence narrative film’s-ritual function.In chapter one, he links screenwriting’s plots to coming of
age rituals that effect simultaneous personal and social
transformation as a new member joins the adult social order, a basic
pattern of problem, action, crisis, and transformation that he locates
in tragedy and comedy alike.More
generally still, he suggests that dramatic conflict plays out the
perennial conflict between Dionysian passion and Apollonian control.He links these two ritual functions of transformation and
balance in the form of the Jungian hero, a metaphor for ego
integration and our stand-in, who must overcome the conflict between
the monstrous passions of the unconscious on the one hand and
life-affirming civilization on the other.Consequently, drama, broadly understood to include film, "is
an engine of transformation" that confers on its audience "a
vicarious sense of wholeness" (7).
This
initial context of ritual transformation leads Lee to suggest a basic
plot pattern that undergirds the entire book: after Aristotle, in
chapters one and two, he posits a beginning, middle and end structure
in which the beginning lays out the conflict, incorporates
pre-existing problems into the situation the hero and heroine are
already trying to solve, and formulates a plan of action; the middle
attempts to resolve the conflict by implementing that plan of action,
but ends in a crisis when that plan collapses or appears to do so; and
the end contains the action taken in response to the crisis as well as
the climax which resolves the conflict-either through success or
failure--and renders all known (6-7).This pattern, which Lee illustrates time and again with
examples, dictates a perennial three-act structure and comprises a
motif to which the book returns frequently.
Chapter
one goes on to give an overview of the history of drama, concluding
its summary with a discussion of the extent to which classical
Hollywood narrative is indebted to Naturalism and realism as they
appear in Ibsen’s writing.There
follows a complementary section devoted to film’s contributions to
the dramatic tradition such as its compelling reality effect, the
intimacy of the camera’s gaze, its ability to render dramatic rhythm
"viscerally visible" (23), and its tight linking of writing and
visible behavior.The
chapter ends with a discussion of the audience, which introduces the
book’s second recurrent point, namely the importance of audience
identification.Without
that identification, Lee argues, the story doesn’t exist and the
transformative ritual function is not fulfilled.
Starting
with both succinct and elaborated definitions of a screenplay in terms
of its elements and purpose, chapter two turns to the fundamental
elements of plot.As one
would hope, Lee’s discussion of the central notion of conflict gives
concrete advice: conflict, he writes, arises from a problem that must
be resolved and from a collision of wills.There must always be something at stake and an obstacle to be
overcome.Above all,
conflict must be clearly defined, experienced moment to moment, and
involve the very survival, in one sense or another, of the hero or
heroine (34-36).The
chapter in general is a practical one, lying at the heart of the
book’s project.In it,
Lee defines terms such as "scene" vs. "sequence" and discusses
such writerly concerns as how to choose material and treatment;
establish character and conflict; and construct a backstory,
preparation for future events, and exposition.He also gives nuance to his beginning, middle, and end plot
structure by introducing the elements of complications--or dramatic
problems--major and minor reverses, types of discoveries, and the
dramatic obstacle.Finally, he breaks the three basic building blocks of
beginning, middle and end down into their own constituent beginnings,
middles, and ends, illustrating their recommended structures and
variations through several examples.
Chapter three
explores in more depth the second primary principle of the book after
structure, that is, audience identification.In it, Lee links his emphasis on emotions to the
cause-and-effect structure of classical Hollywood narrative.Without a cause-and-effect structure, he claims, character
behavior will not make sense, thus frustrating audience empathy,
sympathy, and understanding.Likewise,
in a discussion highly reminiscent of Aristotle, he argues that in
order to foster audience identification, every element in a screenplay
should be necessary and probable.That is not to say, however, that irrational behavior does not
have a place, for to some extent all screenplays examine irrational
behavior.It simply
becomes one of the problems raised in the plot.Avoidable improbabilities, on the other hand--particularly
those of setting--are an unpardonable lapse, although Lee is practical
enough to admit that improbabilities of plot or premise will intrude.He recommends only reporting rather than showing such
improbabilities, for present credulity elicited by the probable
elements that are shown can cover a multitude of sins.He suggests that Sophocles, for example, does well not to show
Oedipus, fearful of killing his father, attacking and killing a man
old enough to be his father, moreover one attended by several of his
subjects, for the event strains credulity.
The
fourth chapter, which returns to concerns of plot, namely plot types
and genres, is useful for its advice about where to begin a
screenplay: Lee recommends starting with "the complication that
requires an unresolved problem from the past to appear progressively
as a necessary element for the resolution of the protagonist’s
immediate problem" (75).Eschewing
the overly restrictive neoclassical imposition of the three unities,
Lee divides plots broadly into organic and episodic.He favors the former, since organic plots try to observe the
standard of the necessary and probable and speak to the ritual
function of drama more effectively.His organic ideal of writing comes through in his advice on the
use of flashbacks, which he likes for their realism, that is, their
fidelity to the fluid sense of time our minds experience as we mix
past and present.Nonetheless,
such fidelity is not alone sufficient: flashbacks "must be
immediately motivated in the cause-and-effect flow of the action, and
all flashbacks must help define the immediate action or move it
forward" (85).Lest the
budding screenwriter, however, think that plots can be written to
formula, Lee concludes the chapter with a discussion of exceptions to
the general rule of the three-act plot structure that he emphasizes.
Chapters
five, six and seven are shorter treatments of the issues of character,
theme, and spectacle, respectively.Unlike Aristotle, Lee puts equal emphasis on character and plot
and links both to emotion: character, situation and plot are all made
real through the emotion of identification.He has an interesting psychologistic explanation of the genesis
and effect of forcefully drawn characters: a character arises from a
conflict or drive in the writer; writing distances him or her from
that conflict, and the strength of feeling behind the character evokes
a similar response in the audience (89).Such an insight is a reminder that Lee approaches his Poetics
more as a creative writer than an academician, and the rest of chapter
five bears that out.It
consists more or less in a checklist of elements such as consistency,
vividness, motivation, and an inner life, outer life, and past that
need to be defined in order to present a fully realized character.Chapter six is Lee’s limited defense of theme--which he calls
ideas--in Hollywood films, a collective too apt to be dominated by
what he dismissively refers to as "genre writing," which favors
thrills at the expense of thought.In this chapter Lee grants structure its ultimate function:
it is not simply a pattern of organization per se, but a structuring
principle for our "attending" to the film, "which is to say that
structure communicates meaning and ends in knowledge" (102).This attending, however, works not through an analytical
understanding of the structure, but through emotional identification.Unlike film theorists like David Bordwell, Janet Staiger and
Kristin Thompson whose Classical
Hollywood Cinema postulates that we watch films interactively by
constructing hypotheses about what is to happen, Lee feels that our
ability to predict the action, i.e., become analytically astute
viewers, is a sign of bad writing.Instead, like the characters, we should be in a "state of
immediate, desperate ignorance" able to be surprised by the turns of
plot (103).
Just
as theme is subordinated to emotion in chapter six, so is spectacle to
identification, music to mood, and dialogue to behavior in chapter
seven.This chapter is
something of a catchall for the terms not yet discussed such as symbol
and metaphor, dramatic irony, comedic turns, and adaptation.It returns to Lee’s highly pragmatic approach of chapters two
through five and contains useful discussions of the qualities of
dialogue, which should be appropriate to the characters, economical,
expressive of emotion and sparing of dialect; and of comedy, which
utilizes techniques such as verbal misconstruction, reductio ad
absurdum, mistaken identity, dramatic irony, implied reversals, and
physical comedy.Throughout
the chapter, he bears in mind a writer’s concerns, such as how to
approach an adaptation, and pitfalls, such as the underuse of
contractions, overuse of stage directions, and sheer use of
speechifying rather than showing characters reacting to one another.The section on comedy is particularly well developed in
comparison to the others, although Lee admits that a full treatment is
beyond the scope of the book.
The
final chapter gives an overview of how to develop and film
screenplays.Lee offers
the reader a wide range of examples for invention and a useful
checklist of questions pertaining to structure.He defines terms used in the film business such as
"premise," "treatment," "stepsheet," and "storyboard,"
and discusses the conventions of design, language, and length used in
writing and/or drawing them.He
concludes with a couple of sections that realistically discuss the
lesser status of the writer in Hollywood relative to the creative
control a playwright or a film director exerts.Lee has some advice for minimizing that loss of creative
control, such as working with a director who respects the writer’s
work and contracting the right to make revisions.In words of careful encouragement, he warns that filmmaking is
a collaborative business and screenwriting a lonely one necessitating
great perseverance in writing and persistence in marketing the
finished screenplay.
This
book is perhaps most useful because of a feature that receives short
shrift in a review such as this one, that is, in its heavy use of
examples to illustrate all of its points.Lee comes across as an inspired teacher, able to render the
abstract concrete through explanatory illustrations.The sheer variety of screenplays he draws on (over 140)
provides convincing evidence for the prevalence of his structural
analysis of classical Hollywood cinema.Anyone interested in going into screenwriting would be well
advised to follow his recommendations, for as much as Lee may deplore
genre films, Hollywood does tend to be formula-driven and a wise
writer knows both the formula as well as its potential for supple
variation.For those
interested in more avant-garde writing, however, the book is less
useful, for even such classics as Last
Year at Marienbad are beyond the purview of Lee’s argument.Nonetheless, within its frame of reference, it is an invaluable
analysis of the purpose, structure, emotional appeal and dynamics of
the successful Hollywood screenplay useful not only for the student of
film but the student of drama as well.